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RIA Intel State Report

New York RIA Landscape — 2025

A data-driven overview of SEC-registered wealth advisory firms headquartered in New York, including growth trends, succession risk analysis, and M&A opportunity signals.

Source: SEC Form ADV · Updated Q4 2024
Total Firms
3,427
Total AUM?
$1.49T
Median AUM
$28M
13F Filers
407
AUM Tier Distribution
Under $100M985
$100M–$500M1206
$500M–$1B411
$1B–$5B596
$5B+229
State Snapshot
Total Firms3,427
Total AUM$1.49T
Median AUM$28M
13F Filers407
High Succession Risk162
Elevated Succession Risk209
Succession Risk Breakdown
High
50 firms (5%)
Elevated
53 firms (5%)
Moderate
160 firms (16%)
Lower
737 firms (74%)
Growth Leaders — Wealth Advisory Firms
FirmCityAUM3Y CAGRSuccession
ODEON CAPITAL ADVISORS LLCNEW YORK$786M+149.3%Lower
OBRA CAPITAL MANAGEMENT, LLC.NEW YORK$3.6B+148.3%Moderate
INTEGRUM HOLDINGS LPNEW YORK$2.6B+139.9%Lower
ALPHAPARITY, LLCNEW YORK$507M+137.9%Lower
LIONEYE CAPITAL MANAGEMENT LLCNEW YORK$1.7B+137.2%Lower
BLACKSTONE NWI ASSET MANAGEMENT L.L.C.NEW YORK$1.4B+134.9%Lower
CFIC (US) INCNEW YORK$824M+131.9%Lower
HORIZONS ETFS MANAGEMENT (US) LLCNEW YORK$279M+124.6%Lower
M&A Opportunity Signals
🎯
304Acquisition candidates
Firms with elevated/high succession risk and AUM $100M–$5B
📈
118Growing but vulnerable
Positive 3Y CAGR with high succession risk — attractive for acquirers
📉
65Mid-market shrinking
AUM $100M–$1B with negative 3Y CAGR and elevated+ succession risk
🔒 Top 25 Acquisition Targets — Ranked by Composite Score
RankFirmAUMScore
1ASTORIA PORTFOLIO ADVISORS LLC$699M63.9
2PECONIC PARTNERS LLC$1.8B53.7
3KENNERMAN ASSOCIATE INC$825M45.5
4TIMECAPITAL INVESTOR ADVISORY SERVICES INC$232M43.9
5FISCHER INVESTMENT GROUP, INC.$421M41.7
6HUMANKIND INVESTMENTS LLC$443M40.9
🔒

Acquisition Target Rankings

Full ranked list of 25 acquisition targets with composite scores based on succession risk, growth trajectory, and peer benchmarking.

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Methodology. This report covers SEC-registered investment advisers classified as wealth advisory firms (filter: is_wealth_advisory = true) headquartered in New York. AUM figures are drawn from the most recent Form ADV filing. Succession risk tiers are computed using a proprietary 5-pillar model incorporating founder tenure, ownership concentration, AUM dependency, team depth, and filing recency. Growth CAGR is calculated from the three most recent annual filings where available. Acquisition scores blend succession risk (40%), AUM growth trajectory (35%), and national peer rank (25%). Data sourced from SEC EDGAR. This page is for informational purposes only and does not constitute investment advice.